T+1
EU settlement moves to T+1 on 11 October 2027
- Allocation, confirmation and affirmation
- Settlement instruction timing and matching
- Securities lending and recalls
- FX and funding cut-offs
- Exception handling and third-party dependencies
Readiness Assessment
Know exactly where you stand.
A fixed-scope, fixed-price assessment for one regime at a time. You get a board-ready gap analysis, a regulatory mapping and a sequenced remediation roadmap, delivered in weeks, not quarters.
Discuss an assessment →What we assess
Scope is agreed per regime and per legal entity before work begins. Typical areas of review:
DORA
Applying since 17 January 2025
- ICT risk management framework
- ICT incident classification and reporting
- Digital operational resilience testing
- ICT third-party risk and the register of information
MiCA
CASP grandfathering ended by 1 July 2026 at the latest
- Governance and organisational requirements
- Safekeeping of client crypto-assets
- Conflicts of interest and complaints handling
- Outsourcing and operational controls
EU AI Act
High-risk obligations for Annex III areas from 2 December 2027
- AI system inventory and risk classification
- Provider and deployer roles
- Risk management and data governance
- Technical documentation, logging and human oversight
What you receive
- 01
Gap analysis
Your current state against the requirements, prioritised and written for the board.
- 02
Regulatory mapping
Each requirement traced to the process, the system and the owner responsible for it.
- 03
Remediation roadmap
The actions needed to close the gaps, sequenced by dependency and deadline.
How it runs
- 01
Scope
We agree the regime, the entities and the fixed price before work starts.
- 02
Evidence
We review your documentation and speak with the people who run the processes.
- 03
Analysis
We map what we find to the requirements and identify the gaps.
- 04
Readout
We present findings and the roadmap to your leadership and hand over all materials.
What we need from you
- One accountable sponsor
- Access to relevant policies, process and system documentation
- Time with the process owners in scope
What it is not
- It is not legal advice. Legal conclusions remain with your counsel.
- It is not an audit opinion or a certification.
- It does not replace your own responsibility for compliance.
Start with the regime closest to its deadline.
Tell us which regime and which entities are in scope, and we will come back with a fixed proposal.
Discuss an assessment →